Karen Lam is a registered investment advisor at Wells Fargo Advisors, based in Irvine, CA, with 22 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
5 Park Plz 19th & 20th Fls, Irvine, CA, 92614
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2011Other Business Activities
Karen owns multiple rental properties in California, including properties in San Jose, Cupertino, and Tahoe Vista. She spends minimal time managing these properties.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Atlas Securities, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Citicorp Investment ServicesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Frank WuWells Fargo Advisors
- Rachel RenaudWells Fargo Advisors
- Gary Kubesh, CFPWells Fargo Advisors
- Quy NguyenWells Fargo Advisors
- Sang LeeWells Fargo Advisors
- Jonathan Wang, CFPWells Fargo Advisors