Richard Simmons is a registered investment advisor at Simmons & Associates, LLC, based in Broomfield, CO, with 22 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 9 clients.
Compensation
Firm Size
IM Fee
Fee Structure
- Financial planning services are offered on a fixed quote or retainer basis.
- New client retainers range from $1,500 to $10,000 per year, adjusted for complexity and time.
- Starter and limited retainers are available for less complex situations, starting as low as $995 per year.
- Renewal fees for all retainers are approximately 50% to 100% of the first year’s fees.
- Projects may be quoted on an hourly basis, with rates varying between $150 and $350 per hour.
Location
Broomfield, CO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Simmons & Associates, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.