KR
CFP
KR
CFP

Kevin Regan

22 Years of Experience
Ft Lauderdale, FL
1 DisclosureBrokerSells Insurance

Kevin Regan is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Ft Lauderdale, FL, with 22 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

500 E Broward Blvd, Ste 2000, Ft Lauderdale, FL, 33394

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Settled
Other Business ActivitiesSells Insurance

Kevin may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns several entities, including real estate rental properties and legal entities established for business purposes, dedicating significant time to some of these ventures.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2013 - Present · 13 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
February 2004 - Present · 22 yrs 8 mos
State Registrations36 states
ALARAZCACOCTDEFLGAHIILINKYLAMAMDMNMSMTNCNJNMNVNYOHOKPASCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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