David Miller is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Reno, NV, with 22 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
6900 S. Mccarran Blvd., Reno, NV, 89509
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a member and manager of Diamond L Ranch, LLC, which holds real estate for family recreational activities. He also serves as Treasurer and a member of the Finance Committee on the Board of Directors for Catholic Charities of Northern Nevada.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Thomas MulvaneyUBS Financial Services INC.
- Erika Herfert, CFPUBS Financial Services INC.
- Christopher WagnerUBS Financial Services INC.
- Scott Hinxman, CFAUBS Financial Services INC.
- William Willson, CFPMoney Concepts Advisory Service
- Serge Villani, CFPWealthspire Advisors