Paresh Shah
Paresh Shah is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Jericho, NY, with 22 years of industry experience. Paresh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
333 Jericho Turnpike, Suite 211, Jericho, NY, 11753
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paresh is involved in numerous real estate ventures, including ownership and management of rental properties. He is also an insurance producer since 2018 and a minority owner of Lion Street, Inc., a network of life insurance professionals, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Merkkuri Wealth Advisors LLC
Previous Registrations
Csenge Advisory Group, LLC
Csenge Advisory Group, LLC
Lion Street Financial, LLCBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Gunnallen Financial, INCBroker
Continental Broker-Dealer CORP.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.