Marilyn Suey
Marilyn Suey is a CFP-designated registered investment advisor at Mariner Advisor Network, based in San Ramon, CA, with 22 years of industry experience. Marilyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 16,313 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Independent Advisor Network offers investment management services through its network of IARs. Fees are based on the value of your portfolio and are deducted from your account. There are two fee options:
- Transaction Based Fee Option (TBFO): You pay transaction charges and/or commissions at the time of each transaction in addition to investment advisory fees. The advisory fees range from 0.4% to 2.55% if you pay for transaction charges, or 0.4% to 2.75% if the IAR pays for all transaction charges.
- Asset Based Fee Option (ABFO): You are charged a single periodic fee for advisory services, transaction charges, brokerage, and related services based on the value of assets in your account. The appropriateness of this option depends on your investment objectives, financial situation, and the frequency of trading in your account.
Fees are negotiable and can vary based on the complexity of your situation, the scope of services provided, and the expertise of the IAR.
Location
6101 Bollinger Canyon Rd, Suite 367, San Ramon, CA, 94583
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marilyn owns rental real estate, is a speaker and author, and is involved with The Diamond Group, offering non-variable insurance products. She also dedicates her full time to Mariner Independent Advisor Network as a registered investment advisor hybrid.
Employment History
Current Registrations
Mariner Advisor Network
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Yerba Buena Wealth Advisors, LLC
Yerba Buena Wealth Advisors LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Ogilvie Security Advisors CORP
Ogilvie Security Advisors CorporationBroker
Ameritas Investment CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.