RZ
RZ

Roger Ziegler

22 Years of Experience
Jackson, TN
BrokerSells Insurance

Roger Ziegler is a registered investment advisor at Cetera Investment Advisers LLC, based in Jackson, TN, with 22 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

28 Old Hickory Cove, Jackson, TN, 38305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Roger is a notary public since 2009 and an independent insurance agent selling fixed insurance products since 2011, dedicating full-time hours to the latter. He also provides financial services and products through King and Ziegler Financial Group.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
March 2011 - June 2021 · 10 yrs 3 mos
Voya Financial Advisors, INC.Broker
February 2011 - June 2021 · 10 yrs 4 mos
Edward Jones
May 2007 - January 2011 · 3 yrs 8 mos
Edward JonesBroker
January 2004 - January 2011 · 7 yrs
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.