Griffin Smith is a registered investment advisor at Scs, based in Bellevue, WA, with 22 years of industry experience. Griffin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 2,167 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCS manages investments through its own program and LPL's program. Fees for the LPL program are negotiable, up to 2.60% annually. This fee includes LPL's program fee, a strategist fee (if applicable), and SCS's advisor fee (up to 2.00%). Fees are paid quarterly in advance. SCS advisory representatives are compensated through salary and structured bonus and are incented to bring assts to the firm and to establish new client relationships. They do not make more or less because they recommend a particular investment management program.
Location
10900 NE 8th Street, 15th Floor - Suite 1550, Bellevue, WA, 98004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Griffin is involved in several investment-related activities, including operating under DBAs such as Sound Consulting Services, NORTHWESTSCS, and SCS. He also provides investment advisory services through Bensler, LLC, dedicating about a quarter of his time to this activity.
Employment History
Current Registrations
Scs
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
State Registrations26 states
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