Richard Dix is a registered investment advisor, based in Baltimore, MD, with 21 years of industry experience.
Location
Baltimore, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various companies through Keller Agency Inc, dedicating a few hours per week. He is also an owner/partner of S2 Financial Partners LLC, and an administrative rep of a RIA, CIRA, taking up nearly all of his time and about half his time, respectively.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
The Marshall Financial Group LLC
Securities Service Network, LLCBroker
Ssn Advisory, INC.
Hornor, Townsend & Kent, INC.Broker
Hornor, Townsend & Kent, INC.
Esi Financial Advisors
Equity Services, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations13 states
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