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Sam Singh

State Farm Investment Management CORP.
11 Years of Experience
Brooklyn, NY
1 DisclosureBroker
View SEC Summary
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Sam Singh is a registered investment advisor at State Farm Investment Management CORP., based in Brooklyn, NY, with 11 years of industry experience. Sam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

State Farm Investment Management CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7097 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Brooklyn, NY

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2025
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
State Farm Investment Management CORP.
August 2026 - Present · 2 mos
State Farm Vp Management CORP.
August 2026 - Present · 2 mos
State Farm Vp Management CORP.Broker
August 2026 - Present · 2 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - April 2025 · 1 mo
Fidelity Personal and Workplace Advisors
February 2022 - March 2025 · 3 yrs 1 mo
Fidelity Brokerage Services LLCBroker
September 2021 - June 2025 · 3 yrs 9 mos
Lifemark Securities CORP.Broker
April 2019 - July 2021 · 2 yrs 3 mos
Network 1 Financial Securities INC.Broker
February 2017 - May 2017 · 3 mos
Wells Fargo Advisors, LLCBroker
April 2013 - February 2015 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
June 2011 - September 2011 · 3 mos
John Carris Investments LLCBroker
April 2011 - June 2011 · 2 mos
Olympia Asset Management,ltd.Broker
March 2011 - April 2011 · 1 mo
Nylife Securities LLCBroker
June 2005 - November 2007 · 2 yrs 5 mos
Metlife Securities INC.Broker
December 2003 - June 2004 · 6 mos
Metropolitan Life Insurance CompanyBroker
December 2003 - June 2004 · 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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