Kim Mortensen
Kim Mortensen is a registered investment advisor at Total Wealth Planning and Management, INC., based in Ponte Vedra, FL, with 20 years of industry experience. Kim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Corporate Executives, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 414 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.40% |
| $1.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Fees are negotiable depending on client needs and situation complexity. Certain complex situations may be charged a maximum fee of 2.00%.
Fee Estimator
Location
Ponte Vedra, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kim works as a simulation pilot for the FAA, dedicating a few hours per week. She also works as an investment adviser and provides administrative assistance to Total Wealth Planning and Management, spending about a quarter of her time on these duties.
Employment History
Current Registrations
Total Wealth Planning and Management, INC.
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
American Financial Management Group, LTD.
Walnut Street Securities, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- John BurkeTotal Wealth Planning and Management, INC.
- William Tomes, CFPTotal Wealth Planning and Management, INC.
- Bryan Fazio, CFPWells Fargo Advisors
- Adam Drake, CFAHighland Investment Advisors LLC
- David Boardman, CFPDiablo Investment Advisors, LLC
- John Dondero, CFPCambridge Investment Research Advisors, INC.