James Dearden
James Dearden is a registered investment advisor at MML Investors Services, LLC, based in Hampton, NH, with 22 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1 Park Avenue, Suite 1A-2, Hampton, NH, 03842
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2017Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including owning rental properties, working part-time at a ski resort, and serving as a Trustee of Trust Funds. He also sells various insurance products and is a member of Hampton Bay Insurance LLC, dedicating a few hours per week to these insurance-related activities.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Baystate Wealth Management
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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