James Dearden
James Dearden is a registered investment advisor at MML Investors Services, LLC, based in Hampton, NH, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1 Park Avenue, Suite 1A-2, Hampton, NH, 03842
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Regulatory History (1)
Customer Dispute
April 2017Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including owning rental properties, working part-time at a ski resort, and serving as a Trustee of Trust Funds. He also sells various insurance products and is a member of Hampton Bay Insurance LLC, dedicating a few hours per week to these insurance-related activities.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Baystate Wealth Management
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.