Richard Linden
Richard Linden is a registered investment advisor at Esi Financial Advisors, based in Hauppauge, NY, with 21 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
410 Motor Parkway, 2nd Floor, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (2)
Regulatory
November 2024Customer Dispute
March 2016Other Business ActivitiesSells Insurance
Richard established a DBA for fixed insurance business in June 2020 and is an agent for Fifth Gen Financial. Since November 2023, Richard sells fixed insurance products, including life, health, disability, and LTC, through United Financial Alliance.
Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Previous Registrations
Ameriprise Financial Services, INC.Broker
Equity Services, INC.Broker
Ameriprise Financial Services, INC.Broker
MML Investors Services, LLCBroker
Metlife Securities INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ajaks Trading CO., LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.