Catherine Hsu is a registered investment advisor at Magnolia Capital Asset Management LLC, based in Irvine, CA, with 17 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1 clients with $400K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Qualified clients may pay an annual fee of 2.00% of assets under management along with a 20.00% performance fee based on capital appreciation. Fees are generally negotiable.
Fee Estimator
Location
100 Spectrum Center Drive, Suite 900, Irvine, CA, 92618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine is a co-general partner of Senior Living LLC and a managing member of Magnolia Capital Management LLC, an investment LLC.
Employment History
Current Registrations
Magnolia Capital Asset Management LLC
Previous Registrations
Colorado Financial Service Corporation
Colorado Financial Service CorporationBroker
Five 9 Securities, LLCBroker
Alpha Strategies Investment Consulting
Stephen A. Kohn & Associates, LTD.Broker
Spc
Sigma Financial CorporationBroker
Spc
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.