Thomas Hobbs is a registered investment advisor at Morgan Stanley, based in Long Beach, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Long Beach, CA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2023 - Present · 3 yrs 2 mos
Morgan StanleyBroker
May 2023 - Present · 3 yrs 2 mos
Morgan Stanley
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
February 2013 - May 2023 · 10 yrs 3 mos
UBS Financial Services INC.
February 2013 - May 2023 · 10 yrs 3 mos
Deutsche Bank Securities INC.
June 2005 - March 2013 · 7 yrs 9 mos
Deutsche Bank Securities INC.Broker
June 2005 - March 2013 · 7 yrs 9 mos
Banc of America Investment Services, INC.
August 2004 - June 2005 · 10 mos
Banc of America Investment Services, INC.Broker
January 2004 - June 2005 · 1 yr 5 mos
State Registrations21 states
AZCACOCTFLHIIDILKYMAMIMONMNVNYORPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.