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Christopher Parker

Thoroughbred Financial Services, LLC
19 Years of Experience
Brentwood, TN
1 DisclosureBrokerSells Insurance
View SEC Summary
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Christopher Parker is a registered investment advisor at Thoroughbred Financial Services, LLC, based in Brentwood, TN, with 19 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,567 clients with $4B in assets under management.

Thoroughbred Financial Services, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
3,567 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.75%
$1M+1.25%

Fees are negotiable. Schedule reflects the primary Thoroughbred and Cambridge programs. Other programs have different fee structures, such as Bond-Timing (1.15% to 1.75%), Vanguard/Ascensus (1.00%), Identified Portfolios/Managers (up to 2.00%), and Envestnet (up to 2.50%, $100K minimum).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5110 Maryland Way, Suite 300, Brentwood, TN, 37027

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher provides capital and construction loans for residential real estate projects, receiving a percentage of the profits. He is also an insurance agent with Thoroughbred Financial Services since 2010, dedicating a few hours per week to selling life, disability, medical, and long-term care insurance.

Employment History
Current Registrations
Thoroughbred Financial Services, LLC
January 2012 - Present · 14 yrs 9 mos
Thoroughbred Financial Services, LLCBroker
February 2011 - Present · 15 yrs 8 mos
Previous Registrations
Thoroughbred Financial Services, LLCBroker
June 2004 - May 2008 · 3 yrs 11 mos
State Registrations26 states
ALAZCACODEFLILINKYLAMDMIMNMTNCNJOHOKORPASCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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