WG
WG

William Graiser

21 Years of Experience
Chicago, IL
Broker

William Graiser is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William works as a consultant for Going Yard Baseball, helping with event logistics and marketing. This on-field baseball entertainment business organizes events at major league stadiums and takes minimal time per week.

Employment History
Current Registrations
Nuveen Asset Management, LLC
November 2020 - Present · 5 yrs 6 mos
Nuveen Securities, LLCBroker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Pimco Investments LLCBroker
February 2011 - November 2020 · 9 yrs 9 mos
Allianz Global Investors Distributors LLCBroker
November 2010 - February 2011 · 3 mos
UBS Financial Services INC.Broker
April 2008 - September 2010 · 2 yrs 5 mos
TD Ameritrade, INC.
February 2007 - April 2008 · 1 yr 2 mos
Amerivest Investment Management, LLC
February 2007 - April 2008 · 1 yr 2 mos
TD Ameritrade, INC.Broker
January 2007 - April 2008 · 1 yr 3 mos
New England SecuritiesBroker
April 2004 - November 2006 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Graiser - Financial Advisor | TrueAdvisor