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Paul King

20 Years of Experience
Atlanta, GA
Broker

Paul King is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 20 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1100 Peachtree St NE, Ste 1000, Atlanta, GA, 30309

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2013 - Present · 12 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
Park Capital Group, INC.
January 2013 - August 2013 · 7 mos
LPL Financial LLCBroker
December 2010 - September 2013 · 2 yrs 9 mos
LPL Financial LLC
December 2010 - September 2013 · 2 yrs 9 mos
Northwestern Mutual Investment Services,llc
January 2008 - December 2010 · 2 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
May 2007 - December 2010 · 3 yrs 7 mos
Dws Scudder Distributors, INC.Broker
April 2004 - April 2006 · 2 yrs
State Registrations19 states
ALCOFLGAIDKYMDMIMONCNJNYOKORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.