Ikuyo Hiraguchi is a registered investment advisor, based in Los Angeles, CA, with 21 years of industry experience.
Location
3333 Wilshire Blvd., Suite 800, Los Angeles, CA, 90010
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Regulatory History (1)
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Customer Dispute
May 2018Denied
Employment History
Current Registrations
The Leaders Group, INC.
October 2025 - Present · 7 mos
Tlg Advisors, INC.
October 2025 - Present · 7 mos
The Leaders Group, INC.Broker
October 2025 - Present · 7 mos
Previous Registrations
LPL Enterprise, LLC
November 2024 - September 2025 · 10 mos
LPL Enterprise, LLCBroker
November 2024 - September 2025 · 10 mos
Prudential Financial Planning Services
February 2015 - November 2024 · 9 yrs 9 mos
Pruco Securities, LLC.Broker
February 2015 - November 2024 · 9 yrs 9 mos
MML Investors Services, LLC
April 2011 - February 2015 · 3 yrs 10 mos
MML Investors Services, LLCBroker
November 2010 - February 2015 · 4 yrs 3 mos
PFS Investments INC.Broker
April 2004 - October 2010 · 6 yrs 6 mos
State Registrations5 states
CAMANVNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.