BS
BS

Bradley Steven Shaps

21 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

Three Parkway North, Suite 500, Deerfield, IL, 60015-2567

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bradley is an investment advisor representative with Alera Investment Advisors and a registered representative with Triad Advisors, spending nearly all of his time in these roles. He also provides fixed business products including LTC, property casualty insurance, disability insurance, and group benefits, and is a financial professional for Alera Group.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Alera Investment Advisors, LLC
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Triad Advisors LLCBroker
November 2017 - August 2024 · 6 yrs 9 mos
Securian Financial Services, INC.
February 2004 - November 2017 · 13 yrs 9 mos
Securian Financial Services, INC.Broker
February 2004 - November 2017 · 13 yrs 9 mos
State Registrations3 states
ILNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.