AG
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Amy Gist

21 Years of Experience
Peachtree Cor, GA
Broker

Amy Gist is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Peachtree Cor, GA, with 21 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5445 Triangle Pkwy, Ste 325, Peachtree Cor, GA, 30092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy works as an associate producer/editor for CNN-Sports. This non-investment related work takes about half of her time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2012 - Present · 14 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
April 2004 - Present · 22 yrs 3 mos
State Registrations5 states
CAFLGANCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.