Andrew Margolin
Andrew Margolin is a registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 21 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
323 West 39th St 11th Floor, New York, NY, 10018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating a few hours per week. He is also a registered representative for MBL Financial Advisors (about a quarter of his time) and a financial advisor for World Insurance Associates, LLC (about a quarter of his time), and spends minimal time as a service rep for MBL Benefits Consulting and as a membership chair for East Side Counsel on the Aging.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations22 states
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