DC
DC
Douglas Clark
53 Years of Experience
Doylestown, PA
4 DisclosuresBroker
Douglas Clark is a registered investment advisor at Raymond James & Associates, INC., based in Doylestown, PA, with 53 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2003 S. Easton Road, Suite 100, Doylestown, PA, 18901
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1993Settled
Customer Dispute
June 1991Settled
Regulatory
September 1984Final
Customer Dispute
June 1982Settled
Other Business Activities
Douglas inherited 50% of Artistic Screen Designs INC in 2020 and intends to sell the business to his son. He spends minimal time on this activity, as his son is currently representing him.
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2014 - Present · 12 yrs 3 mos
Raymond James & Associates, INC.
February 2009 - Present · 17 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2009 - Present · 17 yrs 5 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley
August 2005 - April 2007 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
October 1995 - April 2007 · 11 yrs 6 mos
Prudential Securities IncorporatedBroker
March 1984 - October 1995 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - May 1984 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
May 1972 - September 1978 · 6 yrs 4 mos
State Registrations22 states
AKCACOCTDEFLGAILMAMDMNNCNHNJNYOHPARISCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.