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Douglas Clark

Raymond James & Associates, INC.
54 Years of Experience
Doylestown, PA
4 DisclosuresBroker
View SEC Summary
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Douglas Clark is a registered investment advisor at Raymond James & Associates, INC., based in Doylestown, PA, with 54 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2003 S. Easton Road, Suite 100, Doylestown, PA, 18901

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1993
Settled
Customer Dispute
June 1991
Settled
Regulatory
September 1984
Final
Customer Dispute
June 1982
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Douglas inherited 50% of Artistic Screen Designs INC in 2020 and intends to sell the business to his son. He spends minimal time on this activity, as his son is currently representing him.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2014 - Present · 12 yrs 6 mos
Raymond James & Associates, INC.Broker
February 2009 - Present · 17 yrs 8 mos
Raymond James & Associates, INC.
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley
August 2005 - April 2007 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
October 1995 - April 2007 · 11 yrs 6 mos
Prudential Securities IncorporatedBroker
March 1984 - October 1995 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - May 1984 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
May 1972 - September 1978 · 6 yrs 4 mos
State Registrations22 states
AKCACOCTDEFLGAILMAMDMNNCNHNJNYOHPARISCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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