EF
EF
Emily Fernberger
24 Years of Experience
Doylestown, PA
2 DisclosuresBroker
Emily Fernberger is a registered investment advisor at Raymond James & Associates, INC., based in Doylestown, PA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2003 S. Easton Road, Suite 100, Doylestown, PA, 18901
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017Denied
Customer Dispute
March 2011Denied
Other Business Activities
Emily is a board member of the Mount Sinai Cemetery Association since 2009. This involves minimal time and is not investment related.
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2020 - Present · 5 yrs 9 mos
Raymond James & Associates, INC.
August 2020 - Present · 5 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Citizens Investment Services
September 2017 - August 2020 · 2 yrs 11 mos
Citizens Securities, INC.
August 2007 - April 2017 · 9 yrs 8 mos
Citizens Securities, INC.Broker
August 2007 - August 2020 · 13 yrs
Merrill Lynch Pierce Fenner & Smith INC.
February 2006 - June 2007 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - June 2007 · 1 yr 5 mos
Advest, INC.Broker
March 2003 - February 2006 · 2 yrs 11 mos
UBS Painewebber INC.
June 2002 - April 2003 · 10 mos
UBS Painewebber INC.Broker
April 2002 - April 2003 · 1 yr
Prudential Securities IncorporatedBroker
March 2001 - September 2001 · 6 mos
State Registrations20 states
AKCACOCTDCFLILKYMAMDNCNHNJNYOHORPARIUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.