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Jose Segura

Park Avenue Securities LLC
21 Years of Experience
Latham, NY
3 DisclosuresBroker
View SEC Summary
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Jose Segura is a registered investment advisor at Park Avenue Securities LLC, based in Latham, NY, with 21 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1207 Troy Schenectady Road, Suite 201, Latham, NY, 12110

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2021
Final
Regulatory
September 2018
Final
Regulatory
September 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jose is involved in several outside business activities, including a horse partnership, real estate holdings through multiple LLCs, assisting dental organizations, and fundraising for the Leukemia & Lymphoma Society. These activities require minimal to a few hours per week.

Employment History
Current Registrations
Park Avenue Securities LLC
November 2014 - Present · 11 yrs 11 mos
Park Avenue Securities LLCBroker
June 2011 - Present · 15 yrs 4 mos
Previous Registrations
MML Investors Services, LLCBroker
August 2006 - April 2011 · 4 yrs 8 mos
Nylife Securities INC.Broker
May 2006 - July 2006 · 2 mos
Northwestern Mutual Investment Services, LLCBroker
October 2004 - March 2006 · 1 yr 5 mos
State Registrations15 states
ARCAFLINMAMENCNJNYOHPRRISCVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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