RA
RA

Richard Andersen

53 Years of Experience
Chicago, IL
Broker

Richard Andersen is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Chicago, IL, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

227 West Monroe Street, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2013 - Present · 12 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
August 2013 - Present · 12 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
February 2006 - August 2013 · 7 yrs 6 mos
UBS Financial Services INC.Broker
February 2006 - August 2013 · 7 yrs 6 mos
RBC Dain Rauscher INC.
July 2000 - February 2006 · 5 yrs 7 mos
RBC Dain Rauscher INC.Broker
February 1999 - February 2006 · 7 yrs
Painewebber IncorporatedBroker
January 1995 - February 1999 · 4 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
August 1982 - January 1995 · 12 yrs 5 mos
A. G. Becker IncorporatedBroker
July 1978 - June 1982 · 3 yrs 11 mos
Becker Securities IncorporatedBroker
December 1974 - July 1978 · 3 yrs 7 mos
A. G. Becker & CO., IncorporatedBroker
May 1972 - November 1975 · 3 yrs 6 mos
State Registrations27 states
AZCACOFLGAIAIDILKYMAMDMIMNMTNCNMNVNYOHORSCTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.