Darren Tapley
Darren Tapley is a registered investment advisor at New England Capital Financial Advisors LLC, based in Meriden, CT, with 22 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,163 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.5M | 1.00% |
| $2.5M+ | 0.75% |
NECFA may charge a lesser investment advisory fee, waive its annual minimum fee, charge a flat fee, waive its fee entirely, or charge fee on a different interval, based upon certain criteria.
Fee Estimator
Location
79 Main Street, Meriden, CT, 06451
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Darren is a board member of Beat The Street Community Center, a non-profit organization, since 2019. He attends monthly board meetings, works on strategy, and oversees the budget and Executive Director, dedicating a few hours per week.
Employment History
Current Registrations
New England Capital Financial Advisors LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Harvest Capital LLCBroker
State Registrations2 states
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