TrueAdvisor
TrueAdvisor
DT
DT

Darren Tapley

New England Capital Financial Advisors LLC
22 Years of Experience
Cheshire, CT
View SEC Summary
View SEC Summary

Darren Tapley is a registered investment advisor at New England Capital Financial Advisors LLC, based in Cheshire, CT, with 22 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 1,219 clients with $770M in assets under management.

New England Capital Financial Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
1,219 clients
Average Client Portfolio
$630K average
Assets Under Management
$768.0M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $2.5M1.00%
$2.5M+0.75%

Fees are invoiced quarterly in arrears. Fees may be negotiable or discounted based on various factors such as account size, complexity, and relationship size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1781 Highland Ave Ste 102, Cheshire, CT, 06410-1254

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Darren is a board member of Beat The Street Community Center, a non-profit organization, since 2019. He attends monthly board meetings, works on strategy, and oversees the budget and Executive Director, dedicating a few hours per week.

Employment History
Current Registrations
New England Capital Financial Advisors LLC
November 2005 - Present · 20 yrs 11 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2013 - October 2023 · 10 yrs 9 mos
Harvest Capital LLCBroker
March 2004 - December 2012 · 8 yrs 9 mos
State Registrations2 states
CTTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Cheshire, CT →All financial advisors in Connecticut →