JE
JE

John Ellis

22 Years of Experience
New Orleans, LA
Broker

John Ellis is a registered investment advisor at Morgan Stanley, based in New Orleans, LA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1100 Poydras Street, Suite 1900, New Orleans, LA, 70163

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is a board member of Iwanta LLC, a real estate company, since 2012. This activity is not investment-related and takes minimal time.

Employment History
Current Registrations
Morgan Stanley
June 2019 - Present · 6 yrs 11 mos
Morgan StanleyBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
August 2013 - July 2019 · 5 yrs 11 mos
UBS Financial Services INC.Broker
August 2013 - July 2019 · 5 yrs 11 mos
Mmc Securities CORP.
July 2005 - August 2013 · 8 yrs 1 mo
Mmc Securities CORP.Broker
March 2004 - August 2013 · 9 yrs 5 mos
State Registrations43 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.