TY
TY

Thomas Young

51 Years of Experience
Dallas, TX

Thomas Young is a registered investment advisor at 7th Harvest Investments, based in Dallas, TX, with 51 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 114 clients with $78M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
114 clients
Average Client Portfolio
$684K average
Assets Under Management
$78.0M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)

7th Harvest Investments' annual fee for portfolio management services ranges from 0.15% to 2.00% of the value of your investments. The fees are typically charged quarterly, either by directly debiting client accounts, invoicing clients, or receiving a fee from other advisors. Fees are negotiable and may take the form of a flat monthly, quarterly, or annual fee.

Loading...

Location

17250 Dallas Parkway, Dallas, TX, 75248

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
7th Harvest Investments
May 2017 - Present · 9 yrs
Previous Registrations
Hilltop Securities Independent Network INC.
February 2017 - May 2017 · 3 mos
Hilltop Securities Independent Network INC.Broker
January 1994 - May 2017 · 23 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
August 1986 - December 1993 · 7 yrs 4 mos
Bear, Stearns & CO. INC.Broker
November 1982 - August 1986 · 3 yrs 9 mos
Paine, Webber, Jackson & Curtis INC.Broker
March 1980 - October 1981 · 1 yr 7 mos
Shearson Loeb Rhoades INC.Broker
August 1978 - February 1980 · 1 yr 6 mos
Loeb PartnersBroker
January 1978 - August 1978 · 7 mos
Hornblower, Weeks, Noyes & Trask IncorporatedBroker
May 1977 - January 1978 · 8 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
September 1976 - May 1977 · 8 mos
A. G. Edwards & Sons, INC.Broker
April 1973 - September 1976 · 3 yrs 5 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.