William Thompson
William Thompson is a registered investment advisor at Kestra Advisory Services, LLC, based in Alpharetta, GA, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
35 Old Canton Street, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2018Employment Separation After Allegations
September 2015Other Business ActivitiesSells Insurance
William is an investment advisor representative with Kestra Advisory Services, LLC and owner of 903 Advisors, LLC. He is also an independent contractor for oXYGen Financial Insurance, recommending and implementing insurance products, and a Vice President & Private CFO for oXYGen Financial, providing financial planning and investment advisory services; both of these roles take nearly full-time hours. William also consults for ESL Advisers, dedicating minimal time, and sells a financial dashboard service through oXYGen Financial Tax and Business, dedicating about 10-20% of his time.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Investacorp Advisory Services INC
Investacorp, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.