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William Thompson

Kestra Advisory Services, LLC
22 Years of Experience
Alpharetta, GA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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William Thompson is a registered investment advisor at Kestra Advisory Services, LLC, based in Alpharetta, GA, with 22 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1100 Powers Place, Alpharetta, GA, 30009

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018
Denied
Employment Separation After Allegations
September 2015
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is an investment advisor representative with Kestra Advisory Services, LLC and owner of 903 Advisors, LLC. He is also an independent contractor for oXYGen Financial Insurance, recommending and implementing insurance products, and a Vice President & Private CFO for oXYGen Financial, providing financial planning and investment advisory services; both of these roles take nearly full-time hours. William also consults for ESL Advisers, dedicating minimal time, and sells a financial dashboard service through oXYGen Financial Tax and Business, dedicating about 10-20% of his time.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLCBroker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
NFP Advisor Services, LLC
September 2015 - September 2016 · 1 yr
Investacorp Advisory Services INC
January 2012 - September 2015 · 3 yrs 8 mos
Investacorp, INC.Broker
January 2012 - September 2015 · 3 yrs 8 mos
Ameriprise Financial Services, INC.
April 2004 - January 2012 · 7 yrs 9 mos
Ameriprise Financial Services, INC.Broker
April 2004 - January 2012 · 7 yrs 9 mos
Ids Life Insurance CompanyBroker
April 2004 - July 2006 · 2 yrs 3 mos
State Registrations27 states
ALARAZCACODCDEFLGAILINMAMDMNMOMSNCNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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