MP
ChFC
MP
ChFC

Matthew Pratt

21 Years of Experience
Charlotte, NC
BrokerSells Insurance

Matthew Pratt is a ChFC-designated registered investment advisor, based in Charlotte, NC, with 21 years of industry experience.

Location

Charlotte, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Matthew is an insurance agent since 2014, dedicating about 10-20% of his time to insurance sales and service. He is also a vice president/partner at Thompson/Pratt Capital Management LLC (full-time), a producer at Exclusive Financial Resources LLC (minimal time), and the owner of Pratt Investments LLC (minimal time).

Employment History
Current Registrations
Arkadios Wealth Advisors
May 2020 - Present · 6 yrs 2 mos
Arkadios CapitalBroker
May 2020 - Present · 6 yrs 2 mos
Arkadios Capital
May 2020 - Present · 6 yrs 2 mos
Previous Registrations
Triad Advisors, LLC
April 2014 - May 2020 · 6 yrs 1 mo
Triad Advisors LLCBroker
April 2014 - May 2020 · 6 yrs 1 mo
New England Securities Corporation
February 2007 - April 2014 · 7 yrs 2 mos
New England SecuritiesBroker
May 2004 - April 2014 · 9 yrs 11 mos
State Registrations6 states
FLGAILNCSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.