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Dominic Leber

21 Years of Experience
Sacramento, CA
BrokerSells Insurance

Dominic Leber is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Sacramento, CA, with 21 years of industry experience. Dominic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1425 River Park Drive, Suite 100, Sacramento, CA, 95815

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dominic may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a 100% owner of DVL LLC and a 50% owner of JCRDVL, LLC, both legal entities established for business purposes, taking about 10-20% of his time and about half of his time, respectively.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2012 - Present · 14 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
December 2004 - Present · 21 yrs 5 mos
State Registrations20 states
AZCACOCTFLHIIDILKSMAMIMNNCNVNYORPASCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dominic Leber - Financial Advisor | TrueAdvisor