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Bradley Howard

Independent Advisor Alliance, LLC
22 Years of Experience
Crestview Hills, KY
1 DisclosureBroker
View SEC Summary
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Bradley Howard is a registered investment advisor at Independent Advisor Alliance, LLC, based in Crestview Hills, KY, with 22 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 45,002 clients with $17B in assets under management.

Independent Advisor Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
303 advisors
Number of Clients
45,002 clients
Average Client Portfolio
$383K average
Assets Under Management
$17.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.00%. Fees are negotiable and may vary based on account size, complexity, and services included.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

509 Centre View Boulevard, Crestview Hills, KY, 41017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bradley operates under several DBAs for his LPL business and provides investment advisory services through Independent Advisor Alliance. He also works as a notary, dedicating minimal time to this activity.

Employment History
Current Registrations
Independent Advisor Alliance, LLC
October 2023 - Present · 3 yrs
LPL Financial LLCBroker
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
Center for Wealth Management Advisory
August 2016 - January 2024 · 7 yrs 5 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
August 2011 - August 2016 · 5 yrs
J.J.B. Hilliard, W.L. Lyons, LLC
August 2011 - August 2016 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2004 - August 2011 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2004 - August 2011 · 7 yrs 3 mos
State Registrations4 states
FLKYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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