SC
CFP
SC
CFP

Scott Custis

11 Years of Experience
Hebron, KY
1 DisclosureBroker

Scott Custis is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Hebron, KY, with 11 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Hebron, KY

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Denied
Other Business Activities

Scott works as an Associate Financial Advisor at River Hills Consulting LLC. This investment-related activity takes about a quarter of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2024 - Present · 2 yrs
Ameriprise Financial Services, LLC
May 2024 - Present · 2 yrs
Ameriprise Financial Services, LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Money Scientific LLC
September 2022 - May 2024 · 1 yr 8 mos
UBS Financial Services INC.
July 2019 - June 2022 · 2 yrs 11 mos
UBS Financial Services INC.Broker
July 2019 - June 2022 · 2 yrs 11 mos
Fidelity Personal and Workplace Advisors
July 2018 - May 2019 · 10 mos
Strategic Advisers LLC
January 2015 - July 2018 · 3 yrs 6 mos
Fidelity Brokerage Services LLCBroker
June 2014 - May 2019 · 4 yrs 11 mos
State Registrations18 states
CACOFLGAINKYMDNCNHNJNVNYOHORPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.