Katie Grage is a registered investment advisor at Gradient Wealth Management, based in Arden Hills, MN, with 16 years of industry experience. Katie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 3,268 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gradient Wealth Management offers non-discretionary asset management services, where they recommend securities but require your approval before any trades. The annual fee is a maximum of 2.00% of the assets they manage, but this fee is negotiable based on factors like the money manager selected, the advisor providing services, and the value of your account. The fee can be paid monthly or quarterly, either in advance or after the period. You can terminate the agreement with 30 days' notice and receive a refund for services not provided.
Location
4105 Lexington Avenue, Suite 380, Arden Hills, MN, 55126
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Katie is the Director of Compliance for RIA Registrar, a compliance consulting firm, since January 2020. She also acts as an IAR for Gradient Advisors since March 2017; both activities take nearly full-time hours.
Employment History
Current Registrations
Gradient Wealth Management
Gradient Securities, LLCBroker
Previous Registrations
Gradient Advisors, LLC
Gradient Advisors, LLC
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Cetera Advisor Networks LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLC
Guaranty Brokerage Services, INC.Broker
Bancnorth Investment Group, INC.Broker
Cetera Investment Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.