KZ
KZ

Kenneth Zalcman

56 Years of Experience
Miami, FL
3 DisclosuresBroker

Kenneth Zalcman is a registered investment advisor at UBS Financial Services INC., based in Miami, FL, with 56 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Customer Dispute
January 1998
Pending
Customer Dispute
July 1991
Settled
Employment History
Current Registrations
UBS Financial Services INC.
September 2018 - Present · 7 yrs 8 mos
UBS Financial Services INC.
November 2008 - Present · 17 yrs 6 mos
UBS Financial Services INC.Broker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - December 2008 · 15 yrs 5 mos
Lehman Brothers INC.Broker
March 1988 - July 1993 · 5 yrs 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 1986 - March 1988 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1981 - April 1986 · 4 yrs 6 mos
Josephthal & CO., IncorporatedBroker
September 1973 - October 1981 · 8 yrs 1 mo
Edwards & HanlyBroker
January 1971 - September 1973 · 2 yrs 8 mos
Bache & CO IncorporatedBroker
December 1969 - February 1971 · 1 yr 2 mos
State Registrations6 states
CAFLMAMENJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.