KZ
KZ
Kenneth Zalcman
56 Years of Experience
Miami, FL
3 DisclosuresBroker
Kenneth Zalcman is a registered investment advisor at UBS Financial Services INC., based in Miami, FL, with 56 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
Miami, FL
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008Denied
Customer Dispute
January 1998Pending
Customer Dispute
July 1991Settled
Employment History
Current Registrations
UBS Financial Services INC.
September 2018 - Present · 8 yrs 1 mo
UBS Financial Services INC.
November 2008 - Present · 17 yrs 11 mos
UBS Financial Services INC.Broker
November 2008 - Present · 17 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - December 2008 · 15 yrs 5 mos
Lehman Brothers INC.Broker
March 1988 - July 1993 · 5 yrs 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 1986 - March 1988 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1981 - April 1986 · 4 yrs 6 mos
Josephthal & CO., IncorporatedBroker
September 1973 - October 1981 · 8 yrs 1 mo
Edwards & HanlyBroker
January 1971 - September 1973 · 2 yrs 8 mos
Bache & CO IncorporatedBroker
December 1969 - February 1971 · 1 yr 2 mos
State Registrations6 states
CAFLMAMENJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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