Brooks Cory is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Sioux Falls, SD, with 22 years of industry experience. Brooks is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
6100 S Old Village Pl Ste 200, Sioux Falls, SD, 57108
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brooks serves as a trustee for their mother, dedicating minimal time to this investment-related activity. Brooks is also the president of Northbay Condo Association, spending minimal time attending meetings and handling tasks.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Piper Jaffray & CO.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Bradley ArcherWells Fargo Advisors
- Joseph FarrellWells Fargo Advisors
- Eric NetjesWells Fargo Advisors
- Philip HeggWells Fargo Advisors
- Nathan Zeeb, CFPWells Fargo Advisors
- Joseph WoodWells Fargo Advisors