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Tamekia Thompson

17 Years of Experience
Dallas, TX
1 DisclosureBroker

Tamekia Thompson is a registered investment advisor at Prospera Financial Services, INC., based in Dallas, TX, with 17 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.

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Location

5429 Lbj Freeway, Suite 750, Dallas, TX, 75240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2000
Employment History
Current Registrations
Prospera Financial Services, INC.
July 2021 - Present · 4 yrs 10 mos
Prospera Financial Services, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
B Riley Wealth Management
January 2017 - November 2020 · 3 yrs 10 mos
B. Riley Wealth ManagementBroker
January 2017 - November 2020 · 3 yrs 10 mos
Raymond James & Associates, INC.
March 2016 - January 2017 · 10 mos
Raymond James & Associates, INC.Broker
March 2016 - January 2017 · 10 mos
NFP Advisor Services, LLCBroker
November 2014 - March 2015 · 4 mos
NFP Advisor Services, LLC
November 2014 - March 2015 · 4 mos
Ftb Advisors, INC.
October 2013 - February 2014 · 4 mos
Ftb Advisors, INC.
September 2010 - October 2013 · 3 yrs 1 mo
Ftb Advisors, INC.
November 2008 - March 2012 · 3 yrs 4 mos
Ftb Advisors, INC.Broker
November 2008 - February 2014 · 5 yrs 3 mos
Securian Financial Services, INC.
October 2007 - November 2008 · 1 yr 1 mo
Securian Financial Services, INC.Broker
October 2007 - November 2008 · 1 yr 1 mo
Morgan Keegan & Company, INC.
January 2007 - April 2007 · 3 mos
Morgan Keegan & Company, INC.Broker
February 2006 - April 2007 · 1 yr 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.