Spencer Miller is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Sherman Oaks, CA, with 17 years of industry experience. Spencer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
15303 Ventura Boulevard, Suite 1550, Sherman Oaks, CA, 91403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Equity Services, INC.Broker
Esi Financial Advisors
Secure Investment Management, LLC
Davinci Wealth Management, INC.
Financial & Tax Architects, LLC
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Coordinated Wealth Management, LLC
Western International Securities
Western International Securities, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Nms Capital Asset Management, INC.
Purshe Kaplan Sterling InvestmentsBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ameriprise Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.