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Leslie Wood

22 Years of Experience
Birmingham, AL
1 DisclosureBrokerSells Insurance

Leslie Wood is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Birmingham, AL, with 22 years of industry experience. Leslie is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1901 6th Ave N Ste 2800, Birmingham, AL, 35203

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2024
Settled
Other Business ActivitiesSells Insurance

Leslie may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. She is also a partner at Todd Organization Producers, spending a few hours per week prospecting and selling BOLI/COLI.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2012 - Present · 14 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
February 2004 - Present · 22 yrs 8 mos
State Registrations18 states
ALCADCFLGAILKYLAMNMOMSMTNCNYSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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