Christopher Phillips
Christopher Phillips is a registered investment advisor at RBC Capital Markets, LLC, based in Stamford, CT, with 21 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1 Landmark Square, 12th Floor, Stamford, CT, 06901-2502
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2021Customer Dispute
November 2020Other Business Activities
Christopher is the owner/president of Fisher Garden LLC, a real estate investment company, but spends no time on it. He is also an investor in Studio 4 Networks and a committee member for BNI, a referral network group, dedicating minimal time each month.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.