JM
JM

John Marino

21 Years of Experience
Saint Louis, MO
1 DisclosureBrokerSells Insurance

John Marino is a registered investment advisor at Park Avenue Securities LLC, based in Saint Louis, MO, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

625 Maryville Centre Drive, Suite 100, Saint Louis, MO, 63141

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2019
Other Business ActivitiesSells Insurance

John is appointed with United Health Care to write individual health policies since 2003 and spends minimal time on this. He also uses The DaVinci Group LLC for business expenses and offers MassMutual disability and life insurance outside of Guardian, dedicating minimal time to this as well.

Employment History
Current Registrations
Park Avenue Securities LLC
October 2010 - Present · 15 yrs 7 mos
Park Avenue Securities LLCBroker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
MML Investors Services, INC.
September 2009 - September 2010 · 1 yr
MML Investors Services, INC.Broker
August 2009 - September 2010 · 1 yr 1 mo
LPL Financial CorporationBroker
April 2006 - August 2009 · 3 yrs 4 mos
LPL Financial Corporation
April 2006 - August 2009 · 3 yrs 4 mos
Park Avenue Securities LLC
January 2005 - April 2006 · 1 yr 3 mos
Park Avenue Securities LLCBroker
April 2004 - April 2006 · 2 yrs
State Registrations12 states
ARCAFLIDILMAMOMTNMOHOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Marino - Financial Advisor | TrueAdvisor