Benjamin Steele
Benjamin Steele is a CFP-designated registered investment advisor at Diamond Trail Capital Management, based in Montezuma, IA, with 18 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 14 clients with $9.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees are negotiable for accounts over $5,000,000.
Fee Estimator
Location
Montezuma, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin sells and services fixed insurance products, including term life, disability, long-term care, critical illness, and executive compensation benefits through various carriers. This activity is insurance-related.
Employment History
Current Registrations
Diamond Trail Capital Management
Previous Registrations
Lsb Wealth Management
Foreside Fund Services, LLCBroker
Miles Capital, INC.
Broker Dealer Financial Services CORP.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Ing Financial Advisers, LLCBroker
Directed Services LLC
Directed Services LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.