Philip Rothstein is a CFP-designated registered investment advisor, based in Raleigh, NC, with 21 years of industry experience.
Location
3605 Glenwood Ave, Ste 400, Raleigh, NC, 27612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Philip is a co-member of Rothstein Real Estate Group, LLC, an LLC for rental property he owns with his wife. He spends minimal time on duties associated with having a rental through a management company.
Employment History
Current Registrations
Truist Investment Services, INC.Broker
Truist Advisory Services, INC.
Truist Investment Services, INC.
Previous Registrations
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Bb&t Investment Services, INC.Broker
Bb&t Investment Services, INC.
Edward JonesBroker
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.