Susan Dougherty is a ChFC-designated registered investment advisor, based in Fairfield, IA, with 21 years of industry experience.
Location
1776 Pleasant Plain Rd, Fairfield, IA, 52556
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan works as an advisory representative of a registered investment advisor, dedicating full-time hours to investment-related activities. She is also an independent insurance agent for various companies, spending minimal time on this. Additionally, Susan volunteers as a collection counter at St Mary of the Lakes Church, spending minimal time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Questar Capital CorporationBroker
Questar Asset Management, INC.
Usallianz Securities, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.