VF
VF

Victoria Forgerson

17 Years of Experience
Simi Valley, CA
Broker

Victoria Forgerson is a registered investment advisor at UBS Financial Services INC., based in Simi Valley, CA, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Simi Valley, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Victoria is the Vice President/Co-owner of J & J Fire Protection, Inc., a family business, since 1996, dedicating minimal time. She is also an Avon distributor since 2013, spending minimal time, and a Notary Public since 2017, also spending minimal time.

Employment History
Current Registrations
UBS Financial Services INC.
April 2016 - Present · 10 yrs 5 mos
UBS Financial Services INC.Broker
April 2016 - Present · 10 yrs 5 mos
UBS Financial Services INC.
April 2016 - Present · 10 yrs 5 mos
Previous Registrations
D.A. Davidson & CO.Broker
November 2013 - November 2015 · 2 yrs
D.A. Davidson & CO.
November 2013 - November 2015 · 2 yrs
Crowell Weedon & CO.
November 2013 - November 2013 · 0 mos
Crowell Weedon & CO.Broker
November 2013 - November 2013 · 0 mos
Crowell, Weedon & CO.
October 2012 - November 2013 · 1 yr 1 mo
Crowell, Weedon & CO.Broker
September 2008 - November 2013 · 5 yrs 2 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.