Dean Cummings is a registered investment advisor at Pilot Capital Management CORP, based in Saint Paul, MN, with 12 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 24 clients with $17K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $250K | 1.45% |
| $250K - $750K | 1.20% |
| $750K - $2.0M | 0.85% |
| $2M+ | 0.55% |
Fees are negotiable. PCMC also uses sub-advisors and platform services, which have different fee structures. For assets held away, PCMC charges 1.50% on the first $1,000,000 and 1.00% on amounts over $1,000,000.
Fee Estimator
Location
Saint Paul, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dean is an investment advisor representative at T. Rose & Associates, Inc. since 2021. This activity requires minimal time.
Employment History
Current Registrations
Pilot Capital Management CORP
Previous Registrations
T. Rose & Associates, INC.
State Registrations1 state
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