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George Vera

Citigroup Global Markets INC.
17 Years of Experience
Washington, DC
2 DisclosuresBroker
View SEC Summary
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George Vera is a registered investment advisor at Citigroup Global Markets INC., based in Washington, DC, with 17 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

CWM Retail, Sales, 1258 Wisconsin Avenue, NW, Washington, DC, 20007

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2014
Customer Dispute
June 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George owns rental real estate through the Andersonville Trust since 2013. He spends minimal time maintaining and renting the property.

Employment History
Current Registrations
Citigroup Global Markets INC.
October 2019 - Present · 7 yrs
Citigroup Global Markets INC.Broker
October 2019 - Present · 7 yrs
Citigroup Global Markets INC.
October 2019 - Present · 7 yrs
Previous Registrations
Prudential Financial Planning Services
June 2018 - August 2019 · 1 yr 2 mos
Pruco Securities, LLC.Broker
June 2018 - August 2019 · 1 yr 2 mos
Capital One Investing, LLCBroker
May 2015 - May 2018 · 3 yrs
Capital One Advisors, LLC
April 2015 - May 2018 · 3 yrs 1 mo
Wells Fargo Advisors, LLC
August 2013 - June 2014 · 10 mos
Wells Fargo Advisors, LLCBroker
August 2013 - June 2014 · 10 mos
Ameriprise Financial Services, INC.
December 2010 - September 2011 · 9 mos
Ameriprise Financial Services, INC.Broker
November 2010 - September 2011 · 10 mos
Strategic Advisers, INC.
June 2010 - December 2010 · 6 mos
Fidelity Brokerage Services LLCBroker
June 2010 - December 2010 · 6 mos
Ashlay Asset Management Group, INC.
November 2009 - May 2010 · 6 mos
Ameriprise Financial Services, INC.Broker
February 2007 - June 2008 · 1 yr 4 mos
Ameriprise Financial Services, INC.
February 2007 - June 2008 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
June 2004 - January 2007 · 2 yrs 7 mos
Ameriprise Financial Services, INC.
June 2004 - January 2007 · 2 yrs 7 mos
Ids Life Insurance CompanyBroker
June 2004 - July 2006 · 2 yrs 1 mo
State Registrations29 states
AZCACOCTDCDEFLIAILKSMAMDMEMNNCNHNJNYOHORPARISCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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