TrueAdvisor
TrueAdvisor
AC
AC

Alla Cootey

Santander Securities
21 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning
Santander Securities
Compensation
Fee-Only (AUM)
Firm Size
158 advisors
Number of Clients
10,401 clients
Average Client Portfolio
$245K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee

Location

125 Main Street, Salem, NH, 03079

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Santander Securities
September 2012 - Present · 13 yrs 5 mos
Santander Securities LLCBroker
September 2012 - Present · 13 yrs 5 mos
Previous Registrations
LPL Financial LLC
July 2011 - September 2012 · 1 yr 2 mos
LPL Financial LLCBroker
May 2008 - September 2012 · 4 yrs 4 mos
Ifmg Securities, INC.Broker
March 2006 - May 2008 · 2 yrs 2 mos
Banc of America Investment Services, INC.Broker
November 2004 - March 2006 · 1 yr 4 mos
Ifmg Securities, INC.Broker
April 2004 - December 2004 · 8 mos
State Registrations19 states
CACTFLGAMAMEMIMTNCNHNJNYPARISCTXVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.