Brett Clarke
Brett Clarke is a registered investment advisor at Independent Financial Group, LLC, based in Oceanside, CA, with 21 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
3642 Ocean Ranch Blvd, Oceanside, CA, 92056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brett is the 100% owner of Clarke Financial Services, Inc., which operates as a DBA for marketing and provides tax preparation services; these activities take about 10-20% of his time each. He also works as an independent contractor providing payroll referrals through ADP Payroll Services, and offers notary services to clients as needed, dedicating minimal time to these activities.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Next Financial Group, INC.
Next Financial Group, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.